Responsibilities:

• Work closely with the Global Head of Product Compliance in developing and embedding a robust and efficient framework to facilitate end-to-end compliance control coverage for business unit product launches, new features, maintenance, and support to implement country product restrictions.
• Manage all existing policies and procedures relating to the product compliance framework and update accordingly.
• Work on the improvements to the process and documentation including, but not limited to risk assessment templates, registers and process documentation.
• Accountable for the overall successful delivery of the framework including risk management, senior stakeholder management and any other key deliverable for the end to end product cycle.
• Liaise with the Product Teams to ensure updates to the register of upcoming products, changes and new initiatives.
• Facilitate on-going dialogue and training, particularly where gaps are identified, on regulatory requirements and product knowledge.
• Maintain the RACI setting out roles and responsibilities between the relevant stakeholders to the framework.
• Support in monitoring product related risks to the business.
• Maintain awareness of regulatory developments and support the business in assessing impacts and improving controls where necessary.
• Build strong and effective relationships across the business to promote a positive image of the Product Compliance Team and efficiently support and deliver work activities.

Requirements:

• 5+ years financial regulatory industry experience, preferably at a crypto native business, fintech, broker-dealer, investment adviser, asset manager, or bank holding company.
• Excellent knowledge of the products offered by the company and the technology behind the products.
• Commercial awareness and focus on the application of regulation within the business.
• Up to date knowledge of recent regulatory developments.
• Excellent communication skills and stakeholder management.
• Knowledgeable about regulatory expectations with regard to product governance and the implementation of appropriate systems and controls across different business profile types.

Are you interested in this position?

Apply by clicking on the “Apply Now” button below!

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